Canada’s Financial Services Firms Prepare for E-mail Archiving Mandate
Canada’s Financial Services Firms Prepare for E-mail Archiving Mandate
Will multi-million dollar fines, criminal indictments, and exorbitant e-discovery costs play a role in Canada’s financial services future? Possibly, if Canadian securities dealers, portfolio managers, and other financial services firms violate the pending legislation proposed by the Canadian Securities Administrators. By year’s end, these firms will be ...
